Legal & Disclosures
Conflicts of Interest
Last updated: 10 September 2026
PlusPoint acts as a principal investor, adviser and, at times, a party with its own capital at stake in a transaction. This creates potential conflicts of interest that we identify and manage actively.
Where conflicts can arise
When PlusPoint advises on a transaction in which it, or a related party, also holds or is considering a principal investment.
When PlusPoint refers a client to a partner firm, and receives a referral or support fee for doing so.
When PlusPoint's research or analysis touches a sector or company in which PlusPoint has an existing investment.
How we manage them
Conflicts are identified and disclosed before a mandate or investment proceeds, considered by PlusPoint's governance process, and managed through documented controls — which may include declining a mandate, using information barriers, or obtaining independent review.
Referral and support fees
Any referral or support fee arising from a partner introduction is lawful, transparent, and disclosed to the affected client.
Governance framework detail
The specific conflicts-management policy, investment-committee composition and escalation thresholds referenced above must be finalised and cross-checked against applicable South African financial-services legislation before publication as definitive.
Placeholder pending South African legal/compliance review — confirm exact regulatory wording before launch.